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Samuel T. Edmonds

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CRD#: 7459953
SE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Thomas Edmonds was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 2021. Samuel had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 26, 2021 - August 3, 2023

TEN CAPITAL WEALTH ADVISORS, LLC

RIA
CRD#: 159802
SPOKANE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/8/2021
Uniform Investment Adviser Law Examination

Current Firm


TC
TEN CAPITAL WEALTH ADVISORS, LLC
TEN CAPITAL INVESTMENT ADVISORS, LLC | TEN CAPITAL WEALTH ADVISORS, LLC

CRD#: 159802 / SEC#: 801-73030

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Contact information


Main Address
835 N. Post Street Suite 102, Spokane, WA 99201
Mailing Address
Phone number
(509) 325-2003
Established
Firm type
Fiscal year end
# of Employees
14

Documents


Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/14/2023)

Regulatory assets under management


Total Number of Accounts2,351
AUM (Assets Under Management)$ 913,068,185

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TEN CAPITAL WEALTH ADVISORS, LLC

CRD#: 159802

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