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JM

John M. Marti

ARETE RESEARCH
Dallas, TX
Some features on this profile are disabled
CRD#: 7459312
JM
John M MartiARETE RESEARCH

Professional summary

John M Marti is a registered financial professional currently at ARETE RESEARCH LLC located in Dallas, Texas.

John is registered as a RR (Registered Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John M Marti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2026 - Present

ARETE RESEARCH LLC

BD
CRD#: 128496
Dallas, TX
Past

January 4, 2023 - September 15, 2026

FEARNLEY SECURITIES

BD
CRD#: 174133
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/22/2026)
RR
Connecticut
(9/22/2026)
RR
Florida
(9/22/2026)
RR
Illinois
(9/22/2026)
RR
Massachusetts
(9/22/2026)
RR
New York
(9/22/2026)
RR
Oregon
(9/22/2026)
RR
Texas
(9/22/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 1/20/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 2/10/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 1/4/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 12/9/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 1/24/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AR
ARETE RESEARCH LLC
ARETE RESEARCH LLC

CRD#: 128496 / SEC#: , 8-66145

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1309 Walmsley Ave, Dallas, TX 75208
Mailing Address
1309 Walmsley Ave, Dallas, TX 75208
Phone number
(617) 357-4801
Established
Delaware since 06/20/2003
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ARETE RESEARCH LLPOWNER
HASSAY, LAURIE ANNFINOP5676461
MERRILL, FRANCIS ROBERT IVHEAD OF US EQUITY SALES, CCO4734216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARETE RESEARCH LLC

CRD#: 128496Dallas, TX

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