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SD

Sheel P. Desai

JORDAN, KNAUFF & COMPANY
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7459242
SD

Professional summary

Sheel Pingal Desai is a registered financial professional currently at JORDAN, KNAUFF & COMPANY located in Chicago, Illinois.

Sheel is registered as a RR (Registered Representative) and started their career in finance in 2024. Sheel has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sheel Pingal Desai's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2024 - Present

JORDAN, KNAUFF & COMPANY

Office #1: 100 S. Wacker Drive Suite 850, Chicago, IL 60606
BD
CRD#: 129725
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/20/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/21/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JK
JORDAN, KNAUFF & COMPANY
JORDAN, KNAUFF & COMPANY | JORDAN, KNAUFF & COMPANY, LLC

CRD#: 129725 / SEC#: , 8-66246

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
100 S. Wacker Drive Suite 850, Chicago, IL 60606
Mailing Address
100 S. Wacker Drive Suite 850, Chicago, IL 60606
Phone number
(312) 254-5900
Established
Illinois since 03/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GCJ CAPITAL HOLDINGS, INC.OWNER
JORDAN, GEORGE COOK JRMANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER817507
SAKOL, DANIEL SCOTTFINOP, PFO, POO2813237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JORDAN, KNAUFF & COMPANY

CRD#: 129725Chicago, IL 60606

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