Stephen G. Jordan

ALCHEMI WEALTH

Essex, CT 06426

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CRD#: 7458571

Professional summary

Stephen Gregory Jordan is a registered financial advisor currently at ALCHEMI WEALTH, LLC located in Essex, Connecticut.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Licensed Insurance Agent; Investment Related; Glastonbury CT; Start Date: 2022-03-01; during trading hours: 5; outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Gregory Jordan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2023 - Present

ALCHEMI WEALTH, LLC

Office #1: 35 Pratt Street Suite 202, Essex, CT 06426

RIA

CRD#: 310451

Essex, CT

Past

November 23, 2021 - September 21, 2023

FINANCIAL RESOURCES GROUP, LLC

RIA

CRD#: 293380

GLASTONBURY, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALCHEMI WEALTH, LLC

CRD#: 310451 / SEC#: 801-119987

RIA

Registered Investment Advisory firm - (12/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2021

Uniform Investment Adviser Law Examination

Current Firm

ALCHEMI WEALTH, LLC

CRD#: 310451 / SEC#: 801-119987

RIA

Registered Investment Advisory firm - (12/17/2020 Approved)

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Contact information

Main Address

35 Pratt Street Suite 202, Essex, CT 06426

Mailing Address

Phone number

(860) 767-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALCHEMI WEALTH, LLC FORM ADV PART 2A BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	1,055
AUM (Assets Under Management)	$ 234,853,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen G. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Gregory Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALCHEMI WEALTH, LLC

FINANCIAL RESOURCES GROUP, LLC

Primary Firm SEC Registration

ALCHEMI WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2021

Current Firm

ALCHEMI WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALCHEMI WEALTH, LLC

TRUST BUT VERIFY

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