Faustino T. Munoz

ONEASCENT WEALTH MANAGEMENT

Pensacola, FL 32502

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CRD#: 7458499

Professional summary

Faustino Theodore Munoz, who also goes by Faustino Munoz, is a registered financial advisor currently at ONEASCENT WEALTH MANAGEMENT located in Pensacola, Florida.

Faustino is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Faustino has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Faustino Munoz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Faustino Theodore Munoz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2024 - Present

ONEASCENT WEALTH MANAGEMENT

Office #1: 625 E. Romana Street, Pensacola, FL 32502

RIA

CRD#: 308057

Pensacola, FL

Past

April 22, 2022 - April 18, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SAINT LOUIS, MO

Past

March 31, 2022 - April 18, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SAINT LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT | SOVEREIGN FAMILY OFFICE | ONEASCENT WEALTH MANAGEMENT LLC

CRD#: 308057 / SEC#: 801-118682

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/5/2022

Securities Industry Essentials Examination

Current Firm

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT | SOVEREIGN FAMILY OFFICE | ONEASCENT WEALTH MANAGEMENT LLC

CRD#: 308057 / SEC#: 801-118682

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

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Contact information

Main Address

23 Inverness Center Parkway, Birmingham, AL 35242

Mailing Address

Phone number

(205) 313-9142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAWM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,138
AUM (Assets Under Management)	$ 431,684,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Faustino T. Munoz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Faustino Theodore Munoz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEASCENT WEALTH MANAGEMENT

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

ONEASCENT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2022

Series 7TO

Date: 3/31/2022

SIE

Date: 3/5/2022

Current Firm

ONEASCENT WEALTH MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONEASCENT WEALTH MANAGEMENT

TRUST BUT VERIFY

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