RH
Randolph A. Harvey
ROBINHOOD FINANCIAL
Chicago, IL 60606
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CRD#: 7458431
RH
Professional summary
Randolph Alexander Harvey Jr, who also goes by Randolph Alexander Harvey, Randolph Harvey, Randy Harvey, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Randolph is registered as a RR (Registered Representative) and started their career in finance in 2022. Randolph has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Randolph Alexander Harvey | Randolph Harvey | Randy Harvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Randolph Alexander Harvey Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606BD
CRD#: 165998
Chicago, IL
Past
May 8, 2024 - November 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DEER PARK, IL
Past
March 26, 2024 - November 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DEER PARK, IL
Past
April 11, 2022 - March 7, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MEQUON, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/5/2025)
RR
Alaska(12/5/2025)
RR
Arizona(12/5/2025)
RR
Arkansas(12/5/2025)
RR
California(12/5/2025)
RR
Colorado(12/5/2025)
RR
Connecticut(12/5/2025)
RR
Delaware(12/5/2025)
RR
District of Columbia(12/5/2025)
RR
Florida(12/5/2025)
RR
Georgia(12/5/2025)
RR
Hawaii(12/5/2025)
RR
Idaho(12/5/2025)
RR
Illinois(12/3/2025)
RR
Indiana(12/5/2025)
RR
Iowa(12/5/2025)
RR
Kansas(12/5/2025)
RR
Kentucky(12/5/2025)
RR
Louisiana(12/5/2025)
RR
Maine(12/5/2025)
RR
Maryland(12/5/2025)
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Massachusetts(12/5/2025)
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Michigan(12/5/2025)
RR
Minnesota(12/5/2025)
RR
Mississippi(12/5/2025)
RR
Missouri(12/5/2025)
RR
Montana(12/5/2025)
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Nebraska(12/5/2025)
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Nevada(12/5/2025)
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New Hampshire(12/5/2025)
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New Jersey(12/5/2025)
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New Mexico(12/5/2025)
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New York(12/5/2025)
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North Carolina(12/5/2025)
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North Dakota(12/5/2025)
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Ohio(12/5/2025)
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Oklahoma(12/5/2025)
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Oregon(12/5/2025)
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Pennsylvania(12/5/2025)
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Puerto Rico(12/5/2025)
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Rhode Island(12/5/2025)
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South Carolina(12/5/2025)
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South Dakota(12/5/2025)
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Tennessee(12/5/2025)
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Texas(12/5/2025)
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Utah(12/5/2025)
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Vermont(12/5/2025)
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Virgin Islands(12/5/2025)
RR
Virginia(12/5/2025)
RR
Washington(12/5/2025)
RR
West Virginia(12/5/2025)
RR
Wisconsin(12/5/2025)
RR
Wyoming(12/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/2/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/11/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
