Keaton G. Schnell

SCHNELL FINANCIAL GROUP

Sedalia, MO 65301

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CRD#: 7458331

Professional summary

Keaton G Schnell is a registered financial advisor currently at SCHNELL FINANCIAL GROUP, LLC located in Sedalia, Missouri.

Keaton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Keaton has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

City of Sedalia, 200 S. Osage Avenue, Sedalia, Missouri 65301-Police Officer-Patrol Division (Non-Investment Related) Date of Hire: August 2016; Hours worked per month: 170; Hours devoted to other business during securities trading hours: 20 Hours Average.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keaton G Schnell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2021 - Present

SCHNELL FINANCIAL GROUP, LLC

Office #1: 821 Thompson Boulevard, Sedalia, MO 65301

RIA

CRD#: 137969

Sedalia, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/21/2021)

IAR

Missouri
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2021

Uniform Investment Adviser Law Examination

Current Firm

SCHNELL FINANCIAL GROUP, LLC

CAPITAL ASSET ADVISORS, LLC | SCHNELL FINANCIAL GROUP, LLC | MHC ASSET MANAGEMENT, LLC | FSA WEALTH STRATEGIES, LLC

CRD#: 137969 / SEC#:

Kansas

Registered Investment Advisory firm - (9/13/2006 Approved)

Missouri

Registered Investment Advisory firm - (1/28/2013 Approved)

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Contact information

Main Address

821 Thompson Boulevard, Sedalia, MO 65301

Mailing Address

821 Thompson Boulevard, Sedalia, MO 65301

Phone number

(660) 826-4778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 61,749,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keaton G. Schnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keaton G Schnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHNELL FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2021

Current Firm

SCHNELL FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHNELL FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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