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John Hutchison Arnette

CRD# 7458·Registered 1970 - 2007
Barred: John Hutchison Arnette was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Hutchison Arnette was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 1970 - 2007. John had worked at 10 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

CULLUM & BURKS SECURITIES, INC.·CRD# 46600
RIA
Dallas, TX
October 19, 2005 - February 14, 2007
CULLUM & BURKS SECURITIES, INC.·CRD# 46600
BD
Dallas, TX
October 19, 2005 - February 14, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Dallas, TX
January 5, 1993 - October 5, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
December 23, 1992 - October 5, 2005
BROOKLIGHT PLACE SECURITIES, INC.·CRD# 15764
BD
Fountain Hills, AZ
April 22, 1991 - December 17, 1992
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
May 18, 1988 - March 27, 1991
OSAIC FS, INC.·CRD# 3870
BD
March 3, 1982 - May 23, 1988
FINANCIAL STRATEGIES INVESTMENT CORPORATION·CRD# 7989
BD
January 4, 1982 - November 19, 1982
ROYAL LANE SECURITIES, INC.·CRD# 5389
BD
January 20, 1976 - December 20, 1981
PW SECURITIES, INC.·CRD# 6775
BD
September 12, 1974 - February 10, 1976
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
September 11, 1973 - February 26, 1976
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
September 1, 1970 - September 22, 1973

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Current Firm

C&
CULLUM & BURKS SECURITIES, INC.

COVENANT FINANCIAL SERVICES | WEALTH MANAGEMENT GROUP | SMILEY ELMORE AND ASSOCIATES | RIGHT CHOICE FINANCIAL | MEGA CAPITAL | KNS SOLUTIONS, INC. | INSIGHT FINANCIAL GROUP | HOPPER FINANCIAL SERVICES | HLW ADVISORS | GANNETT GROUP/AIRPARK | FLEMING, OLIVER, AND ASSOCIATES | FINANCIAL DESTINY | CULLUM & BURKS SECURITIES, INC.

CRD#: 46600 / SEC#: 8-51487
BD
Terminated by SEC on 07/19/2010

Contact Information

Established

Texas since 11/13/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CULLUM & BURKS, INC.100% SHAREHOLDER—
BURKS, STEVEN LYNNPRESIDENT/CHIEF LEGAL AND OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER1466048
CULLUM, THOMAS TIMOTHYCHAIRMAN/CEO/SECRETARY58464
KELL, WILLIAM DAVIDVP/SROP1919035

Disclosures

Regulatory Event

4

Civil Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Aug 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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