John H. Arnette
Professional summary
John Hutchison Arnette was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial advisor and started their career in finance in 1970. Prior to being barred, John had worked at 10 firms, which includes CULLUM & BURKS SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, BROOKLIGHT PLACE SECURITIES INC., SUN LIFE FINANCIAL DISTRIBUTORS INC., OSAIC FS INC., FINANCIAL STRATEGIES INVESTMENT CORPORATION, ROYAL LANE SECURITIES INC., PW SECURITIES INC., NORTH AMERICAN MANAGEMENT INC., METROPOLITAN LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2005 - February 14, 2007
CULLUM & BURKS SECURITIES, INC.
October 19, 2005 - February 14, 2007
CULLUM & BURKS SECURITIES, INC.
January 5, 1993 - October 5, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 23, 1992 - October 5, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 22, 1991 - December 17, 1992
BROOKLIGHT PLACE SECURITIES, INC.
May 18, 1988 - March 27, 1991
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 3, 1982 - May 23, 1988
OSAIC FS, INC.
January 4, 1982 - November 19, 1982
FINANCIAL STRATEGIES INVESTMENT CORPORATION
January 20, 1976 - December 20, 1981
ROYAL LANE SECURITIES, INC.
September 12, 1974 - February 10, 1976
PW SECURITIES, INC.
September 11, 1973 - February 26, 1976
NORTH AMERICAN MANAGEMENT, INC.
September 1, 1970 - September 22, 1973
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/27/1970
Registered Representative ExaminationCurrent Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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