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AJ

Anne M. Juarez

CROSSTREE CAPITAL SECURITIES
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 7457939
AJ

Professional summary

Anne Marie Juarez is a registered financial professional currently at CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida.

Anne is registered as a RR (Registered Representative) and started their career in finance in 2022. Anne has worked at 1 firm and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anne Marie Juarez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2022 - Present

CROSSTREE CAPITAL SECURITIES, LLC

Office #1: 4830 W Kennedy Blvd Suite 600, Tampa, FL 33609Office #2: 4830 W Kennedy Blvd, Suite 600, Tampa, FL 33609
BD
CRD#: 154675
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/13/2022)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 6/11/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/8/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CROSSTREE CAPITAL SECURITIES, LLC
CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675 / SEC#: , 8-68662

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 W Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
Po Box 260095, Tampa, FL 33685-0095
Phone number
(813) 774-4753
Established
Florida since 07/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ELLIS, JEFFREY EMANAGING MEMBER, CCO4600098
SENIOR, SHANE CHRISTOPHERSECOND PRINCIPAL / MEMBER4297548
ANDERSON, KATHERINE ALICECFO / FINOP4723171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675Tampa, FL 33609

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