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Samuel Theophane Yamthe

ISF ADVISORY
Austin, TX
·CRD# 7457136·5 years experience

Professional Summary

Samuel Theophane Yamthe is a registered financial advisor currently at ISF ADVISORY, LLC located in Austin, Texas. Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Samuel has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

Current

ISF ADVISORY, LLCCurrent·CRD# 317376
RIA
1. 9800 North Lamar Blvd. Ste 218, Austin, TX 787532. 1750 Red Bud Lane, Round Rock, TX 78664
February 1, 2022 - Present

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Current Firm

IA
ISF ADVISORY, LLC

ISF ADVISORY, LLC

CRD#: 317376
District of Columbia
Registered Investment Advisory firm - District of Columbia (12/31/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/1/2022 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1750 Red Bud Lane, Round Rock, TX 78664

Mailing Address

1817 Parralena Lane, Austin, TX 78728

Phone Number

(512) 413-1791

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business is Applied Network Security started in 2003 and located at 9800 North Lamar Blvd. Texas 78753. The business is a services and consulting business specialized in security consulting, engineering, integration and maintenance. I'm the founder and president of the business and have been running from 2003 to present. I was devoting over 260 hours/month to the business before the Covid -19 pandemic and now I'm looking to a new horizon where my unique blend of experience, expertise and passion will be fully utilized. I intend to devote approximative 68 hours/month as part of my advisory services for the new investment adviser company that I'm registering. The duties related to the other business involve position as Senior System business development and project manager, keeping up with technological advancements and giving the company reliable and trustworthy advice, planning, and management services that clients can depend on. Specifically I provide: ? Custom solutions that build on client current business infrastructure ? High-level security structures that protect clients and their customers ? User-focused tools and training that make implementing new systems easy ? Long-term risk management of IT systems and infrastructure for clients. I also have an insurance license agent 2018 and devote only about 20 hours a month on the insurance engagements. As insurance agent, I mostly work on helping community or family members with their insurance needs. I'm also the president of AFTV5, a non profit organization that I started in 2012 and that is located in Austin Texas. Through this non profit we help other non profit organizations and small businesses in the area of video production for their social medial and the promotion. We offer workshops on team building, time management, productivity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(2/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2021About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Samuel Theophane Yamthe's CRS (Customer Relationship Summary).

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