Christine Y. Chee
Professional summary
Christine Yuan Chee, who also goes by Christine Yuan Chee, Christine Horng Yuan, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2022. Christine has worked at 2 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Yuan Chee's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
FRED ALGER & COMPANY, LLC
Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004June 13, 2022 - July 8, 2022
EXOS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/10/2022
General Securities Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
