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NF

Nadine Flores

MERCURY INVESTMENT SERVICES LLC
New York City, NY 10011
Some features on this profile are disabled
CRD#: 7456562
NF

Professional summary

Nadine Flores is a registered financial professional currently at MERCURY INVESTMENT SERVICES LLC located in New York City, New York.

Nadine is registered as a RR (Registered Representative) and started their career in finance in 2022. Nadine has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nadine Flores's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2024 - Present

MERCURY INVESTMENT SERVICES LLC

Office #1: 26 W 17th St. Floor 9, New York City, NY 10011
BD
CRD#: 324657
New York City, NY
Past

June 7, 2022 - July 2, 2024

TITAN GLOBAL TECHNOLOGIES LLC

BD
CRD#: 312379
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/7/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/27/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MERCURY INVESTMENT SERVICES LLC
MERCURY INVESTMENT SERVICES LLC

CRD#: 324657 / SEC#: , 8-71052

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
333 Bush Street Suite 1900, San Francisco, CA 94104
Mailing Address
548 Market St Pmb 17471, San Francisco, CA 94104-5401
Phone number
(800) 503-3724
Established
Delaware since 01/11/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MERCURY TECHNOLOGIES INCMEMBER
BARRY, MICHELLE ALEJANDRACEO6967071
GOLDSMITH, DAVID RYANCCO6934656
SILVESTRO, MICHELE ANNFINOP6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERCURY INVESTMENT SERVICES LLC

CRD#: 324657New York City, NY 10011

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