Bob Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bob Wells was a registered financial professional .
Bob is a previously registered financial professional and started their career in finance in 2021. Bob had worked at 1 firm and has passed the Series 65, Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2021 - November 17, 2022
WELLS, BOB
State Registrations and Notice Filings
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Exams
Current Firm
WELLS, BOB
CRD#: 316929 / SEC#:
Contact information
Red Flags
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