Nellie K. Wise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nellie Katherine Wise was a registered financial professional .
Nellie is a previously registered financial professional and started their career in finance in 2023. Nellie had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2025 - August 19, 2026
COMPOSER SECURITIES LLC
March 14, 2023 - April 30, 2025
OPEN TO THE PUBLIC INVESTING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2023
General Securities Representative ExaminationCurrent Firm
COMPOSER SECURITIES LLC
CRD#: 325118 / SEC#: , 8-71057
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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