PH
Preston D. Hoff
FLORIDA FINANCIAL ADVISORS
Las Vegas, NV 89102
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CRD#: 7455940
PH
Professional summary
Preston David Hoff is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Las Vegas, Nevada and TRINITY WEALTH SECURITIES, L.L.C. located in Las Vegas, Nevada.
Preston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Preston has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
oTrinity Wealth Securities. Investment Related. Tampa, FL. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 10/2021. Hours per Month: 160. Hours per Month During Trading Hours: 160. Securities Related Activities. oFlorida Financial Insurance. Not Investment Related. Tampa, FL 33634. Fixed Insurance Sales. 10/2021. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. oFlorida Financial Advisors. Investment Related. Tampa, FL. Nature of Business: RIA. Position: Financial Consultant. Start Date: 10/2021. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Hoff Homes, LLC. Clearwater, FL. Nature of Business: Real Estate. Position: Manager. Start Date: 01/2024. Hours per Month: 20. Hours per Month During Trading Hours: 0. Investment Related Activities.
CRS (Client Relationship Summary) - RIA
Click below to view Preston David Hoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2021 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 2250 S Rancho Drive Suite 235, Las Vegas, NV 89102RIA
CRD#: 288811
Las Vegas, NV
Current
October 19, 2021 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 1180 North Town Center Drive Suite 1044, Las Vegas, NV 89144Office #2: 6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634BD
CRD#: 104348
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2024)
RR
Arizona(7/23/2024)
RR
Arkansas(10/30/2023)
RR
Florida(10/19/2021)
IAR
Florida(10/27/2021)
RR
Georgia(5/6/2024)
RR
Indiana(5/6/2024)
RR
Michigan(5/6/2024)
RR
Minnesota(11/13/2024)
IAR
Nevada(6/10/2025)
RR
New Hampshire(2/28/2024)
RR
Tennessee(5/6/2024)
IAR
Texas(5/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
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