Benjamin M. Holtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Michael Holtz, who also goes by Benjamin M Holtz, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2021. Benjamin had worked at 2 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2024 - June 18, 2024
SUGI CAPITAL MANAGEMENT, INC.
November 17, 2021 - May 23, 2022
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 11/16/2021
Securities Trader ExamCurrent Firm
SUGI CAPITAL MANAGEMENT, INC.
CRD#: 304368 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 21,021,603 |
Red Flags
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