JS
James J. Suazo
BARON FINANCIAL GROUP LLC
FAIR LAWN, NJ 07410
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CRD#: 7454982
JS
Professional summary
James Jacob Suazo is a registered financial advisor currently at BARON FINANCIAL GROUP LLC located in Fair Lawn, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Jacob Suazo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2021 - Present
BARON FINANCIAL GROUP LLC
Office #1: 16-00 Route 208 South, Fair Lawn, NJ 07410Office #2: 55 Madison Avenue Suite 400, Morristown, NJ 07960-7397RIA
CRD#: 144234
FAIR LAWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC | THE BARON FINANCIAL GROUP LLC
CRD#: 144234 / SEC#: 801-67989
RIA
Registered Investment Advisory firm - (6/14/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/21/2021)
IAR
Texas(10/14/2021)
Exams
Current Firm
BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC | THE BARON FINANCIAL GROUP LLC
CRD#: 144234 / SEC#: 801-67989
RIA
Registered Investment Advisory firm - (6/14/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16-00 Route 208 South Suite 104, Fair Lawn, NJ 07410-2504
Mailing Address
Phone number
(201) 791-6408
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 928 |
| AUM (Assets Under Management) | $ 340,028,810 |
Red Flags
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