Phillip T. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Tresson Patterson, who also goes by Tresson Patterson, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2022. Phillip had worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2022 - July 29, 2025
FAMILY MANAGEMENT SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 2/22/2022
Securities Trader ExamCurrent Firm
FAMILY MANAGEMENT SECURITIES, LLC
CRD#: 44319 / SEC#: , 8-50618
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZISES, SEYMOUR WILLIAM | PRESIDENT, MEMBER, CEO | 816096 |
| ZISES CHILDREN'S TRUST | FAMILY TRUST | |
| AT MANAGEMENT SERVICES INC. | MEMBER | |
| FORTINO, ANGELINA | PRINCIPAL FINANCIAL & OPERATIONS OFFICER - CFO | 6869135 |
| FRANK, PHILIP THOMAS | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 4195958 |
| GREENBERG, MONTE I. | TRUSTEE | 7831859 |
| TESSLER, ANDREA LESLIE | MANAGING DIRECTOR, MEMBER | 1407430 |
Red Flags
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