Danilo Gualda Katz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danilo Gualda Katz, who also goes by Danilo Gualda Katz, Danilo Gualda Katz, was a registered financial professional .
Danilo Gualda is a previously registered financial professional and started their career in finance in 2021. Danilo Gualda had worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2024 - April 28, 2025
SUNSTATE WEALTH MANAGEMENT LLC
October 28, 2021 - November 7, 2023
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
SUNSTATE WEALTH MANAGEMENT LLC
CRD#: 317453 / SEC#: 801-122830
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 10/28/2021
Investment Banking Registered Representative ExaminationCurrent Firm
SUNSTATE WEALTH MANAGEMENT LLC
CRD#: 317453 / SEC#: 801-122830
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 184,620,397 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/11/2024 | ||
| 08/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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