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JP

Jay W. Peay

STAFFORD CAPITAL PARTNERS
Austin, TX 78703
Some features on this profile are disabled
CRD#: 7454097
JP

Professional summary

Jay Warner Peay is a registered financial advisor currently at STAFFORD CAPITAL PARTNERS INC. located in Austin, Texas and STAFFORD CAPITAL PARTNERS LIMITED located in Austin, Texas.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jay has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Warner Peay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2021 - Present

STAFFORD CAPITAL PARTNERS INC.

Office #1: 1717 W 6th Street, Suite 234, Austin, TX 78703
RIA
CRD#: 171419
Austin, TX
Current

November 18, 2021 - Present

STAFFORD CAPITAL PARTNERS LIMITED

Office #1: 1717 W 6th Street, Suite 234, Austin, TX 78703
RIA
CRD#: 168133
Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STAFFORD CAPITAL PARTNERS LIMITED
STAFFORD CAPITAL PARTNERS LIMITED | STAFFORD TIMBERLAND, INC. | STAFFORD TIMBERLAND LIMITED | STAFFORD PACIFIC TIMBERLAND INVESTMENT MANAGEMENT PTY LTD

CRD#: 168133 / SEC#: 801-78750

RIA
Registered Investment Advisory firm - (12/12/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/18/2021)

Exams

Current Firm

SC
STAFFORD CAPITAL PARTNERS LIMITED
STAFFORD CAPITAL PARTNERS LIMITED | STAFFORD TIMBERLAND, INC. | STAFFORD TIMBERLAND LIMITED | STAFFORD PACIFIC TIMBERLAND INVESTMENT MANAGEMENT PTY LTD

CRD#: 168133 / SEC#: 801-78750

RIA
Registered Investment Advisory firm - (12/12/2013 Approved)
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Contact information

Main Address
17 Slingsby Place 2nd Floor, London, WC2E 9AB
Mailing Address
Phone number
+44-203-988-5796
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (3 States and Territories)

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Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/28/2025)

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 6,470,312,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STAFFORD CAPITAL PARTNERS LIMITED

CRD#: 168133Austin, TX 78703

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