Brian J. Walsh
Professional summary
Brian Joseph Walsh, who also goes by Brian Joseph Walsh, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2022. Brian has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2022 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 1221 Avenue Of The Americas, New York, NY 10020February 18, 2022 - December 9, 2022
LINCOLN INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2022)
(12/7/2022)
Exams
Series 79TO
Date: 2/18/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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