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Robert J. Maiden

FOCUS SECURITIES
Gainesville, VA
·CRD# 7453728·5 years experience

Professional Summary

Robert J. Maiden, who also goes by Bob Maiden, Bobby Maiden, is a registered financial advisor currently at FOCUS SECURITIES LLC located in Gainesville, Virginia. Robert is registered as a RR (Registered Representative) and started their career in finance in 2022. Robert has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Maiden, Bobby Maiden

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

FOCUS SECURITIES LLC·CRD# 150589
BD
7371 Atlas Walk Way #259, Gainesville, VA 20155
February 18, 2022 - Present

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Current Firm

FS
FOCUS SECURITIES LLC

FOCUS SECURITIES LLC

CRD#: 150589 / SEC#: 8-68273
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

7371 Atlas Walk Way #259, Gainesville, VA 20155

Mailing Address

7371 Atlas Walk Way #259, Gainesville, VA 20155

Phone Number

(404) 557-1045

Established

Georgia since 03/23/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (46 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FOCUS CAPITAL ACQUISITION LLCOWNER—
BEARD, ROBERT GLENNPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER5771682
THOMPSON, RICHARD FRANK JR.FINOP, ER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/28/2025)
RR
California
(4/1/2026)
RR
Connecticut
(9/26/2022)
RR
Florida
(12/5/2022)
RR
Georgia
(7/17/2023)
RR
Indiana
(5/28/2024)
RR
Massachusetts
(12/5/2022)
RR
New York
(7/13/2023)
RR
North Carolina
(6/13/2024)
RR
Pennsylvania
(3/31/2022)
RR
Texas
(1/4/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2022About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Feb 2022About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert J. Maiden's CRS (Customer Relationship Summary).

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