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Guy J. Peart

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CRD#: 7453350
GP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Guy Jeffrey Peart Jr., who also goes by Guy Jeffrey Peart, Guy Peart, was a registered financial professional .

Guy is a previously registered financial professional and started their career in finance in 2021. Guy had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Guy Jeffrey Peart | Guy Peart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 21, 2022 - May 6, 2024

COBRA TRADING, INC.

BD
CRD#: 132078
CARROLLTON, TX
Past

November 11, 2021 - March 29, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/10/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/29/2021
Securities Industry Essentials Examination

Current Firm

CT
COBRA TRADING, INC.
COBRA TRADING, INC.

CRD#: 132078 / SEC#: , 8-66548

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Mailing Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Phone number
(972) 491-7999
Established
Wisconsin since 05/14/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HESSING, CHADD THOMASCEO AND FOUNDER, DIRECTOR, EXECUTIVE REP., CFO, FINOP, TREASURER, CCO, SECRETARY2668366
KREBS, RYAN MICHAELPRESIDENT3178801
TERRY, THOMAS OTISCHIEF OPERATIONS OFFICER4285347

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COBRA TRADING, INC.

CRD#: 132078

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