Benjamin J. Simmons
Professional summary
Benjamin J Simmons, who also goes by Benjamin James Simmons, is a registered financial advisor currently at SIMMONS CAPITAL GROUP located in Halfmoon, New York and STEWARD ADVISORS GROUP, LLC located in Halfmoon, New York.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Benjamin has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin J Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2024 - Present
SIMMONS CAPITAL GROUP
Office #1: 139 Meyer Road, Halfmoon, NY 12065August 14, 2024 - Present
STEWARD ADVISORS GROUP, LLC
Office #1: 139 Meyer Road Suite 201, Halfmoon, NY 12065May 7, 2024 - Present
ETICO PARTNERS, LLC
Office #1: 19 Railroad Pl, Ste 202, Saratoga Springs, NY 12866February 29, 2024 - March 27, 2024
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
SIMMONS CAPITAL GROUP
CRD#: 281122 / SEC#: 801-106746
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2024)
(5/7/2024)
(4/25/2024)
Exams
Series 6TO
Date: 5/7/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SIMMONS CAPITAL GROUP
CRD#: 281122 / SEC#: 801-106746
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 455 |
| AUM (Assets Under Management) | $ 194,471,066 |
Red Flags
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