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Adam J. Warren

COLEFP
HOOVER, AL
Some features on this profile are disabled
CRD#: 7451339
AW

Professional summary

Adam Jeffrey Warren, CFP® is a registered financial advisor currently at COLEFP located in Hoover, Alabama.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Adam has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Jeffrey Warren's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

December 8, 2025 - Present

COLEFP

RIA
CRD#: 132562
HOOVER, AL
Past

October 27, 2022 - January 29, 2026

DESTINY CAPITAL CORPORATION

RIA
CRD#: 111196
Belton, TX
Past

November 9, 2021 - September 1, 2022

BRIAUD FINANCIAL ADVISORS

RIA
CRD#: 105638
COLLEGE STATION, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(12/8/2025)
IAR
Florida
(12/18/2025)
IAR
Louisiana
(12/17/2025)
IAR
Texas
(12/8/2025)

Exams

Current Firm

CO
COLEFP
COLE FINANCIAL PLANNING | COLEFP AND WEALTH MANAGEMENT, INC. | COLEFP | COLE, SCOTT DOUGLAS | COLE FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. | COLE FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC

CRD#: 132562 / SEC#:

Alabama
Registered Investment Advisory firm - (9/28/2004 Approved)
Florida
Registered Investment Advisory firm - (5/15/2023 Approved)
Louisiana
Registered Investment Advisory firm - (8/19/2019 Approved)
Texas
Registered Investment Advisory firm - (9/27/2017 Conditional Restricted)
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Contact information

Main Address
Hoover, AL
Mailing Address
P.o. Box 36608, Birmingham, AL 35236
Phone number
(205) 477-5118
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts261
AUM (Assets Under Management)$ 89,211,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLEFP

CRD#: 132562Hoover, AL

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