Jonathan Richmond

PROVISE MANAGEMENT GROUP

Clearwater, FL 33756

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CRD#: 7451306

Professional summary

Jonathan Richmond, who also goes by Jonny Richmond, is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida and KESTRA INVESTMENT SERVICES, LLC located in Clearwater, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jonathan has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonny Richmond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: ProVise Management Group, LLC - Investment Related: Yes - Address: 611 Druid Road E. Suite 105 Clearwater FL 33756 - Nature: Registered Rep activities through Kestra Investment Services, LLC using a DBA name Position: Employee - Title: Retirement Plan Advisor - Start Date: 2/5/2024 - Hrs/Mth: 91% - 100% Hrs/mth during trading: 91% - 100% - Duties: Support ERISA Qualified Plan clients providing overall service, employee enrollment and education, and investment oversight at the plan level

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Richmond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

PROVISE MANAGEMENT GROUP, LLC

Office #1: 611 Druid Road East Suite 407, Clearwater, FL 33756

RIA

CRD#: 105375

Clearwater, FL

Current

February 8, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 611 Druid Road E Suite 105, Clearwater, FL 33756

CRD#: 42046

Clearwater, FL

Past

August 4, 2022 - March 1, 2024

TFB ADVISORS, LLC

RIA

CRD#: 321870

OVERLAND PARK, KS

Past

January 19, 2022 - June 30, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

STILLWATER, OK

Past

October 26, 2021 - February 26, 2024

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

STILLWATER, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVISE MANAGEMENT GROUP, LLC

PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC

CRD#: 105375 / SEC#: 801-32172

RIA

Registered Investment Advisory firm - (6/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/8/2024)

IAR

Florida
(4/29/2024)

Texas
(2/8/2024)

IAR

Texas
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/26/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/23/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PROVISE MANAGEMENT GROUP, LLC

PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC

CRD#: 105375 / SEC#: 801-32172

RIA

Registered Investment Advisory firm - (6/2/1988 Approved)

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Contact information

Main Address

611 Druid Rd E. Ste 105, Clearwater, FL 33756

Mailing Address

Phone number

(727) 441-9022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVISE MANAGEMENT GROUP, LLC BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,439
AUM (Assets Under Management)	$ 1,804,308,550

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
01/16/2025	Cover Page	Report
11/01/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan Richmond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Richmond's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

TFB ADVISORS, LLC

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

PROVISE MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2021

Series 7TO

Date: 10/26/2021

SIE

Date: 9/23/2021

FINRA

Current Firm

PROVISE MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROVISE MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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