Candelaria D. Al-abdallah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candelaria D. Al-abdallah, who also goes by Candelaira De Los Angeles Abdallah, Candelaria De Al-abdallah, Candelaria De Los Angeles Al-abdallah, was a registered financial professional .
Candelaria is a previously registered financial professional and started their career in finance in 2022. Candelaria had worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2025 - February 5, 2026
OCEAN FINANCIAL ADVISORS LLC
February 3, 2025 - February 5, 2026
OCEAN FINANCIAL SERVICES, LLC
March 22, 2022 - October 26, 2024
J.P. MORGAN SECURITIES LLC
March 1, 2022 - October 26, 2024
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/3/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 3/1/2022
General Securities Representative ExaminationCurrent Firm
OCEAN FINANCIAL ADVISORS LLC
CRD#: 291950 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 8,483,795 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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