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JK

Joel Kleiner

PLURAL BROKERAGE
MIAMI BEACH, FL 33140
CRD#: 7450898
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JK
Joel KleinerPLURAL BROKERAGE

Professional summary

Joel Kleiner is a registered financial professional currently at PLURAL BROKERAGE LLC located in Miami Beach, Florida and FARKAS CAPITAL located in Miami Beach, Florida.

Joel is registered as a RR (Registered Representative) and started their career in finance in 2024. Joel has worked at 7 firms and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Kleiner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2023 - Present

PLURAL BROKERAGE LLC

Office #1: 4180 Alton Road, Miami Beach, FL 33140
BD
CRD#: 312549
MIAMI BEACH, FL
Current

May 16, 2023 - Present

FARKAS CAPITAL

Office #1: 407 Lincoln Road Suite 701, Miami Beach, FL 33139Office #2: 407 Lincoln Road Suite 9f, Miami Beach, FL 33139
BD
CRD#: 317570
Miami Beach, FL
Current

November 20, 2025 - Present

OASIS PRO MARKETS LLC

Office #1: 1266 East Main Street Suite 603, Stamford, CT 06902
BD
CRD#: 149420
STAMFORD, CT
Current

March 13, 2026 - Present

POD SECURITIES

Office #1: 14200 Nw 42nd Avenue, Opa-locka, FL 33054
BD
CRD#: 337460
OPA-LOCKA, FL
Current

June 1, 2026 - Present

REACTIVE MARKETS TECHNOLOGIES LLC

Office #1: 230 Park Avenue 3rd Floor, New York, NY 10169
BD
CRD#: 336488
NEW YORK, NY
Current

June 8, 2026 - Present

NASSAU STREET SECURITIES, LLC

Office #1: 40 Wall Street, Suite 2839, New York, NY 10005
BD
CRD#: 339050
NEW YORK, NY
Past

July 3, 2024 - July 25, 2024

FUNDOPOLIS SECURITIES, LLC

BD
CRD#: 304414
WINCHESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 5/11/2023
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NASSAU STREET SECURITIES, LLC
NASSAU STREET SECURITIES LLC | NASSAU STREET SECURITIES, LLC

CRD#: 339050 / SEC#: , 8-71448

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street, Suite 2839, New York, NY 10005
Mailing Address
40 Wall Street, Suite 2839, New York, NY 10005
Phone number
(239) 235-1960
Established
Delaware since 04/21/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NASSAU STREET USA HOLDINGS LLCSOLE MEMBER
KLEINER, JOELFINANCIAL OPERATIONS PRINCIPAL7450898
MANNING, STEVEN ALLENDEPUTY CCO4470995
MORENO ROVIRA, JUANPRESIDENT AND ULTIMATE BENEFICIAL OWNER7574111
PROFFITT, JAY TILDENCEO AND CCO3176046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NASSAU STREET SECURITIES, LLC

CRD#: 339050Miami Beach, FL 33140

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