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DR

Diane L. Ritter

HENDERSON BROTHERS FINANCIAL PARTNERS LLC
PITTSBURGH, PA 15222
Some features on this profile are disabled
CRD#: 7450174
DR

Professional summary

Diane Lois Ritter is a registered financial advisor currently at HENDERSON BROTHERS FINANCIAL PARTNERS LLC located in Pittsburgh, Pennsylvania.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Diane has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Lois Ritter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

Office #1: 920 Fort Duquesne Boulevard, Pittsburgh, PA 15222
RIA
CRD#: 333732
PITTSBURGH, PA
Past

February 24, 2022 - March 9, 2025

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
Pittsburgh, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HENDERSON BROTHERS FINANCIAL PARTNERS LLC
HENDERSON BROTHERS FINANCIAL PARTNERS LLC

CRD#: 333732 / SEC#: 801-131774

RIA
Registered Investment Advisory firm - (1/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(3/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/24/2022
Uniform Investment Adviser Law Examination

Current Firm

HB
HENDERSON BROTHERS FINANCIAL PARTNERS LLC
HENDERSON BROTHERS FINANCIAL PARTNERS LLC

CRD#: 333732 / SEC#: 801-131774

RIA
Registered Investment Advisory firm - (1/10/2025 Approved)
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Contact information

Main Address
920 Fort Duquesne Boulevard, Pittsburgh, PA 15222
Mailing Address
Phone number
(412) 261-3333
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HBFP ADV BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts1,349
AUM (Assets Under Management)$ 327,345,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

CRD#: 333732Pittsburgh, PA 15222

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