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Anthony A. D'aloise

RIVERSIDE CAPITAL WEALTH LLC
Lewiston, NY
Some features on this profile are disabled
CRD#: 7449706
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Professional summary

Anthony Alexander D'aloise is a registered financial advisor currently at RIVERSIDE CAPITAL WEALTH LLC located in Lewiston, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Anthony has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Alexander D'aloise's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2024 - Present

RIVERSIDE CAPITAL WEALTH LLC

RIA
CRD#: 331038
Lewiston, NY
Past

December 7, 2021 - January 19, 2024

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WILLIAMSVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/8/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/8/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/7/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/21/2021
Securities Industry Essentials Examination

Current Firm

RC
RIVERSIDE CAPITAL WEALTH LLC
RIVERSIDE CAPITAL WEALTH LLC

CRD#: 331038 / SEC#:

New York
Registered Investment Advisory firm - (5/8/2024 Approved)
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Contact information

Main Address
Lewiston, NY
Mailing Address
Phone number
(716) 246-0122
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts24
AUM (Assets Under Management)$ 1,095,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVERSIDE CAPITAL WEALTH LLC

CRD#: 331038Lewiston, NY

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