JL
Jonathan M. Leftwich
NETWORTH ASSET MANAGEMENT,
The Villages, FL
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CRD#: 7449256
JL
Professional summary
Jonathan Michael Leftwich is a registered financial advisor currently at NETWORTH ASSET MANAGEMENT, INC located in The Villages, Florida and TRANSITIONAL BROKER LLC located in Lansdale, Pennsylvania.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jonathan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florida Blue Health Insurance, Not Investment-related, located in Gainesville, FL, Florida Blue provides health insurance solutions to individuals and small businesses., Jonathan is a licensed agent that provides sales and service to individuals and small businesses for health insurance., initial start date is 1/31/2024, No specific hours are dedicated to this on a monthly basis. During the normal course of client assessment we address this need if it comes up., Duties are to sale and service health insurance when the need is there and an appropriate solution is available.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Michael Leftwich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2024 - Present
NETWORTH ASSET MANAGEMENT, INC
RIA
CRD#: 105145
The Villages, FL
Current
March 5, 2024 - Present
TRANSITIONAL BROKER LLC
Office #1: 800 North Broad Street, Lansdale, PA 19446Office #2: 2830 Nw 41st Street Suite B, Gainesville, FL 32606BD
CRD#: 304313
Lansdale, PA
Past
February 7, 2024 - February 29, 2024
INTERCAROLINA FINANCIAL SERVICES, INC.
RIA
CRD#: 19475
GAINSVILLE, FL
Past
November 24, 2023 - February 29, 2024
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NETWORTH ASSET MANAGEMENT, INC
NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC
CRD#: 105145 / SEC#: 801-129943
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Florida
Registered Investment Advisory firm - (4/26/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/26/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/25/2024 Terminated)Texas
Registered Investment Advisory firm - (3/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(2/7/2024)
RR
Florida(7/17/2024)
IAR
Minnesota(2/8/2024)
RR
Minnesota(7/19/2024)
IAR
Pennsylvania(1/9/2024)
RR
Pennsylvania(5/2/2024)
RR
Texas(3/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NETWORTH ASSET MANAGEMENT, INC
NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC
CRD#: 105145 / SEC#: 801-129943
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Florida
Registered Investment Advisory firm - (4/26/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/26/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/25/2024 Terminated)Texas
Registered Investment Advisory firm - (3/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
The Villages, FL
Mailing Address
Phone number
(352) 268-2080
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 251 |
| AUM (Assets Under Management) | $ 102,893,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
