AH
Auguste Hanna
KESTRA ADVISORY SERVICES
Alpharetta, GA 30009
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CRD#: 7448966
AH
Professional summary
Auguste Hanna is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Alpharetta, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Alpharetta, Georgia.
Auguste is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Auguste has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALLSTARSPECIAL POSITION: Founder NATURE: trading card and sports card/memorabilia sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2024 ADDRESS: 2812 Dellinger Dr, Marietta GA 30062, United States DESCRIPTION: All duties associated are mine. I handle sales, shipping, social media, etc OXYGEN FINANCIAL POSITION: Wealth Plan Design Specialist NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 02/24/2022 ADDRESS: 35 Old Canton St, Alpharetta GA 30009, United States DESCRIPTION: Support registered rep, process trades per his instruction, process paperwork, assist with client tasks KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2024 ADDRESS: 5707 Southwest Parkway Bld 2, Ste 400, Austin TX 78735, United States DESCRIPTION: IAR HOT HAND SPORTS CARDS POSITION: intern, learner NATURE: Sports Card Hobby Shop INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2024 ADDRESS: 1241 Canton St, Unit 200, Roswell GA 30075, United States DESCRIPTION: I am not the owner, or an employee, but I will be spending time as part of the team and learning from them for now. assisting with duties around shop, learning how to market and sell cards.
CRS (Client Relationship Summary) - RIA
Click below to view Auguste Hanna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 11800 Amberpark Drive Suite 240, Alpharetta, GA 30009Office #2: 577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312RIA
CRD#: 283330
Alpharetta, GA
Current
May 8, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 11800 Amberpark Drive Suite 240, Alpharetta, GA 30009Office #2: 577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312BD
CRD#: 42046
Alpharetta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/9/2025)
RR
Georgia(6/4/2024)
IAR
Georgia(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/8/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
