PW
Peili Wang
GAMMA INVESTING LLC
ORINDA, CA
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CRD#: 7448570
PW
Professional summary
Peili Wang is a registered financial advisor currently at GAMMA INVESTING LLC located in Orinda, California.
Peili is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Peili has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JLE Technology LLC, Yes, 100 Ivy Dr Orinda, CA, 94563, Real Estate Investment Holding Entity, President, 8/4/2021, 2 hours per month, 2 hours during security trading hours, Administrative Services.
CRS (Client Relationship Summary) - RIA
Click below to view Peili Wang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2021 - Present
GAMMA INVESTING LLC
RIA
CRD#: 312573
ORINDA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GAMMA INVESTING LLC
GAMMA | GAMMA INVESTING LLC
CRD#: 312573 / SEC#: 801-127959
RIA
Registered Investment Advisory firm - (5/11/2023 Approved)California
Registered Investment Advisory firm - (6/15/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/1/2021)
Exams
Current Firm
GI
GAMMA INVESTING LLC
GAMMA | GAMMA INVESTING LLC
CRD#: 312573 / SEC#: 801-127959
RIA
Registered Investment Advisory firm - (5/11/2023 Approved)California
Registered Investment Advisory firm - (6/15/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Foster City, CA
Mailing Address
Phone number
(888) 585-1755
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,375 |
| AUM (Assets Under Management) | $ 1,416,839,101 |
Red Flags
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