Drayton L. Carlberg
Professional summary
Drayton Leigh Carlberg is a registered financial advisor currently at HUMAN INVESTING located in Lake Oswego, Oregon.
Drayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Drayton has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Drayton Leigh Carlberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2022 - Present
HUMAN INVESTING
Office #1: 6000 Meadows Rd Suite 105, Lake Oswego, OR 97035Primary Firm SEC Registration
HUMAN INVESTING
CRD#: 133017 / SEC#: 801-63556
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2022)
(12/19/2022)
Current Firm
HUMAN INVESTING
CRD#: 133017 / SEC#: 801-63556
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,957 |
| AUM (Assets Under Management) | $ 1,879,572,170 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/23/2023 | ||
| 09/27/2022 |
Red Flags
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