EA
Erick O. Arowo
EAGLE STRATEGIES LLC
DALLAS, TX 75244
Some features on this profile are disabled
CRD#: 7447912
EA
Professional summary
Erick Ochieng Arowo is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Dallas, Texas and NYLIFE SECURITIES LLC located in Dallas, Texas.
Erick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Erick has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Anglican Church in North America; denominational religious body; weekend priest; no compensation; 3836 Oak Grove Road P.O. Box 776 Loganville , GA 30052; 3 hours per month, 0 hours during securities trading hours; non-investment related] [Christ Church Plano; church ministry. volunteer as a weekend assistant priest on as needed basis; 4550 Legacy Dr, Plano, TX 75024; No compensation; 3 hours per month, 0 hours during securities trading hours; non-investment related] [OPERATING UNDER THE DBA NAME OF CLOUD WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; (ASSOCIATE); (DALLAS, TX); START DATE: 04/2024] [Trinity Lakeside; a contemplative Christian community. This is a religious body built around contemplative Christianity dedicated to prayer, worship and care for souls.; Trinity Lakeside Abbey 170 S Woodland Trail Double Oak, TX 75077; Start Date 01/2025; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Serving as a volunteer Assisting Priest with preaching and pastoral responsibilities.] [FOCUS Group North America Inc; FOCUS Group NA inc is a non-profit entity that brings together associates in North America for fellowship and support-raising for FOCUS-Kenya.; 2303 Oxford Rd. Lawrence, Kansas 66049; Start Date 10/2020; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; My wife Caroline and I will serve as treasurers/resource mobilization coordinators for the group. She is a signatory to the bank account alongside two other officers. I will assist her with mobilization and coordination but will not sign any checks or handle account processing issues.]
CRS (Client Relationship Summary) - RIA
Click below to view Erick Ochieng Arowo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 5005 Lyndon B Johnson Fwy Ste 1600, Dallas, TX 75244RIA
CRD#: 110826
DALLAS, TX
Current
March 27, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 5005 Lyndon B Johnson Freeway Suite 1600, Dallas, TX 75244BD
CRD#: 5167
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/14/2023)
RR
Missouri(9/16/2025)
RR
North Carolina(5/28/2024)
RR
Texas(7/25/2023)
IAR
Texas(10/27/2025)
RR
Virginia(3/4/2025)
RR
Washington(4/15/2025)
RR
Wisconsin(12/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
