LG
Lavan Guruparan
TOURMALINE PARTNERS
Sydney Nsw, 2000
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CRD#: 7447906
LG
Professional summary
Lavan Guruparan is a registered financial professional currently at TOURMALINE PARTNERS, LLC .
Lavan is registered as a RR (Registered Representative) and started their career in finance in 2022. Lavan has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lavan Guruparan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2022 - Present
TOURMALINE PARTNERS, LLC
Office #1: 35 Lime Street Suite 502, King Street Wharf, Sydney Nsw 2000BD
CRD#: 154492
Sydney Nsw,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 1/27/2022
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TOURMALINE PARTNERS, LLC
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
680 Washington Blvd. 10th Floor, Stamford, CT 06901
Mailing Address
680 Washington Blvd. 10th Floor, Stamford, CT 06901
Phone number
(203) 302-7300
Established
Connecticut since 06/17/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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