JC
Jonathan Couper
J. W. COLE ADVISORS
Pittsfield, MA
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CRD#: 7447736
JC
Professional summary
Jonathan Couper is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Pittsfield, Massachusetts and J.W. COLE FINANCIAL, INC. located in Pittsfield, Massachusetts.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jonathan has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, Series 22TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Boundless Financial Solutions; DBA; Investment Related; 1382 North Street, Pittsfield, MA 01201; Regional Managing Partner/Registered Agent/Insurance Agent; help clients with their retirement needs in relation to long term card, life insurance and benefits needs throughout their retirement. Help with documentation between business owners and the state, accept legal documents for the business during business hours; Start 4/2018; 30 hrs/mo; 10 hrs/mo during trading. (2) GOLDEN OUTLOOK INSURANCE AGENCY; Insurance Agency; Not Investment Related; 1382 North Street, Pittsfield, MA 01201; Agent; Provide information about Medicare, Advantage and Medicare supplements; start 6/2/2022; 2 hrs/mo,1 hr/mo during trading. (3) CITY OF PITTSFIELD; Incorporated Municipality; Not investment related; 70 Allen St, Pittsfield, MA 01201; Firefighter; Fight fire and respond to emergencies within the city of Pittsfield and Barkshire county; start 9/21/2015; 160 hr/mo, 44 hr/mo during trading. (4) FAITH 2 FAITH MINISTRIES, INC.; Non-profit; Not investment related; P.O. Box 510; New London, CT, 06320; Treasurer; Look over annual statements and the tax forms. Assisting in decisions for the non-profit; Start 1/1/2020; 2 hr/mo, 0 during trading. (5) NEISHLOSS & FLEMING, LLC; Insurance; Non investment related; 501 Technology Drive, # 310, Canonsburg, PA 15317; Agent; Help clients find the right medicare provider. I provide information about each plan. I represent and help them enroll with the plan chosen by them; Start 1/30/2023; 3 hr/mo, 1 during trading. (6) POOR RICHARD'S FINANCIAL LITERACY; Non-profit/Educational; Not investment related; 41 Sylvan Rd, New Britain, CT 06053; Manager; We educate people and give them a wide financial understanding of personal issues and concepts facing the average person today; Start 1/1/2019; 2 hr/mo, 1 hr/mo during trading. (7) SOCIETY OF FINANCIAL AWARENESS (SOFA); Non-Profit/Educational; 3655 Ruffin Road, Suite 230; San Diego, CA 42123; Not investment related; Member; Provide financial & educational information for employees and the public; Start 1/1/2023; 2 hr/mo, 2 hr/mo during trading. (8) Pittsfield RE Investing LLC; Not investment related; 1382 North Street, Pittsfield, MA 01201; Real Estate Investing; Managing Member; I invest into real estate throughout Berkshire County, rent out units and fix up properties, maximizing their value; Start 6/26/2023; 10 hr/mo, 10 hr/mo during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Couper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Pittsfield, MA
Current
May 11, 2023 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Pittsfield, MA
Past
November 1, 2021 - May 16, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
EAST BERLIN, CT
Past
October 29, 2021 - May 16, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
EAST BERLIN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/11/2023)
RR
Massachusetts(5/11/2023)
IAR
Massachusetts(5/24/2023)
RR
New Jersey(5/11/2023)
RR
New York(5/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 9/2/2022
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 10/29/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
