MR
Michael J. Rossetti
AE WEALTH MANAGEMENT
Spring Hill, FL 34606
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CRD#: 7447616
MR
Professional summary
Michael John Rossetti, who also goes by Michael Rossetti, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Spring Hill, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Rossetti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FDR FINANCIAL SERVICES, LLC; YES INVESTMENT RELATED; 5327 Commercial Way Suite B108 Spring Hill, FL 34606; INSURANCE SALES; SENIOR ACCOUNT EXECUTIVE; START DATE 02/2021; APPROX 120 HRS/MONTH; APPROX 80 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.)FDR FINANCIAL GROUP POSITION: Financial Advisor NATURE: meets with clients to go over specific insurance products specific to the clients needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 10/15/2015 ADDRESS: 5327 commercial way ste b108, spring hill FL 34606, United States DESCRIPTION: I sell FIA, Life Insurance, Medicare advantage planes through this company. I also run payroll for our insurance agents and business taxes. In charge of paying all company expense like mortgages, taxes, cam charges for office space.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Rossetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2021 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 5327 Commercial Way Suite C-117, Spring Hill, FL 34606RIA
CRD#: 282580
Spring Hill, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/7/2021)
IAR
Texas(10/26/2021)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Spring Hill, FL 34606TRUST BUT VERIFY
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