Mia Ann Safron
Professional Summary
Mia Ann Safron, who also goes by Mia Safron, is a registered financial advisor currently at MORAN WEALTH MANAGEMENT, LLC located in Naples, Florida. Mia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mia has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mia Safron
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MORAN WEALTH MANAGEMENT, LLC | SEAGATE CAPITAL MANAGEMENT | PELICAN BAY CAPITAL MANAGEMENT
Contact Information
Main Address
5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108Phone Number
(239) 920-4440# of Employees
57SEC notice filing (33 States and Territories)
Registered to provide investment advisory services in 33 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
12,260AUM (Assets Under Management)
$5,095,822,670Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
MORAN WEALTH MANAGEMENT, LLC | SEAGATE CAPITAL MANAGEMENT | PELICAN BAY CAPITAL MANAGEMENT
State Registrations and Notice Filings
(5/6/2023)
(11/28/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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AUSDAL FINANCIAL PARTNERS, INC.
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CRS (Client Relationship Summary) - RIA
Click below to view Mia Ann Safron's CRS (Customer Relationship Summary).
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