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AA

Ashley E. Anderson

SAND CAPITAL
New York, NY 10001
Some features on this profile are disabled
CRD#: 7447536
AA

Professional summary

Ashley Elizabeth Anderson is a registered financial professional currently at SAND CAPITAL LLC located in New York, New York.

Ashley is registered as a RR (Registered Representative) and started their career in finance in 2022. Ashley has worked at 2 firms and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashley Elizabeth Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2026 - Present

SAND CAPITAL LLC

Office #1: 30 Hudson Yards 83rd Floor, New York, NY 10001
BD
CRD#: 298343
New York, NY
Past

April 23, 2022 - February 18, 2026

HODES WEILL SECURITIES, LLC

BD
CRD#: 131848
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 4/23/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SAND CAPITAL LLC
SAND CAPITAL LLC

CRD#: 298343 / SEC#: , 8-70193

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
30 Hudson Yards 83rd Floor, New York, NY 10001
Mailing Address
30 Hudson Yards 83rd Floor, New York, NY 10001
Phone number
(646) 582-2219
Established
Delaware since 07/19/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RELATED FUND MANAGEMENT, LLCOWNER156543
EFREM, KATHY KHATINAFINOP3248100
SWEENEY, PATRICKCEO3271426
ZACHARIAS, SUZANNE NMNCCO4735747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAND CAPITAL LLC

CRD#: 298343New York, NY 10001

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