Matthew T. Dunham

DREAM LAKE FINANCIAL LLC

Saukville, WI

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CRD#: 7447381

Professional summary

Matthew T Dunham is a registered financial advisor currently at DREAM LAKE FINANCIAL LLC located in Saukville, Wisconsin.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Matthew Dunham is the Owner of Dream Lake Tax and Accounting. He devotes 19% of his time during market trading hours to this activity. This activity is not investment related and does not pose a conflict of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew T Dunham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

DREAM LAKE FINANCIAL LLC

RIA

CRD#: 329789

Saukville, WI

Past

December 13, 2021 - December 11, 2023

AFFILIATED FINANCIAL ADVISORS INC

RIA

CRD#: 108154

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2021

Uniform Investment Adviser Law Examination

Current Firm

DREAM LAKE FINANCIAL LLC

CRD#: 329789 / SEC#:

Wisconsin

Registered Investment Advisory firm - (2/12/2024 Approved)

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Contact information

Main Address

Saukville, WI

Mailing Address

Phone number

(262) 323-6221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 566,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew T. Dunham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew T Dunham's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREAM LAKE FINANCIAL LLC

AFFILIATED FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2021

Current Firm

DREAM LAKE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DREAM LAKE FINANCIAL LLC

TRUST BUT VERIFY

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