Watson W. Dyer

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CRD#: 74468

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Watson West Dyer, who also goes by Mike West Dyer, Mike Dyer, was a registered financial professional .

Watson is a previously registered financial professional and started their career in finance in 1970. Watson had worked at 9 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike West Dyer | Mike Dyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 3, 2010 - December 20, 2012

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

DENVER, CO

Past

January 1, 2010 - January 21, 2010

ESSEX SECURITIES LLC

CRD#: 46605

MAITLAND, FL

Past

January 3, 2003 - January 1, 2010

INVESTORS CAPITAL CORP.

CRD#: 30613

MAITLAND, FL

Past

April 22, 1992 - December 5, 2002

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

March 15, 1991 - May 5, 1992

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 26, 1990 - March 27, 1991

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

November 30, 1988 - November 13, 1990

INVESTORS ASSET MANAGEMENT, INC.

CRD#: 7968

Past

February 24, 1978 - November 30, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Past

January 9, 1970 - February 24, 1978

REYNOLDS SECURITIES, INC.

CRD#: 712

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 12/15/1967

Registered Representative Examination

Current Firm

WORLD CAPITAL BROKERAGE, INC.

A.G.F. SPONSORS, INC. | WORLD CAPITAL BROKERAGE, INC. | AMERICAN GROWTH FUND SPONSORS, INC.

CRD#: 37 / SEC#: , 8-6805

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1636 N. Logan Street, Denver, CO 80203

Mailing Address

1636 N. Logan Street, Denver, CO 80203

Phone number

(303) 626-0631

Established

Colorado since 07/18/1958

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AGF HOLDINGS INC.	OWNER
BLUM, PATRICIA ANN	VICE PRESIDENT	4467584
GAUGHAN, MICHAEL LAWRENCE	VICE PRESIDENT, SECRETARY	2915597
TAGGART, TIMOTHY EUGENE	CHIEF FINANCIAL OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, SALES, MARKETING, TRAINING & DIRECTOR	1075525

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Watson W. Dyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

ESSEX SECURITIES LLC

INVESTORS CAPITAL CORP.

CANTELLA & CO., INC.

WALNUT STREET SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

INVESTORS ASSET MANAGEMENT, INC.

MORGAN STANLEY DW INC.

REYNOLDS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/26/1991

Series 1

Date: 12/15/1967

Current Firm

WORLD CAPITAL BROKERAGE, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WORLD CAPITAL BROKERAGE, INC.

TRUST BUT VERIFY

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