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Yaming He

CRD# 7446058·Registered 2021 - 2025
Previously Registered: Being a previously registered professional could mean that Yaming is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Yaming He was a registered financial advisor. Yaming was a previously registered financial professional and started their career in finance 2021 - 2025. Yaming had worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

TWO SIGMA SECURITIES, LLC·CRD# 148960
BD
Mahwah, NJ
November 11, 2021 - March 25, 2025

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Current Firm

TS
TWO SIGMA SECURITIES, LLC

SOHO SECURITIES, LLC | TWO SIGMA SECURITIES, LLC

CRD#: 148960 / SEC#: 8-68090
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

100 Avenue Of The Americas 2nd Floor, New York, NY 10013

Mailing Address

100 Avenue Of The Americas 2nd Floor, New York, NY 10013

Phone Number

(212) 625-5700

Established

Delaware since 10/03/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TWO SIGMA SECURITIES GROUP HOLDINGS LLCSOLE MEMBER—
LENTERMAN, REMCO OSCARCHIEF EXECUTIVE OFFICER2270233
LUBETSKY, JASON MATTHEWFINOP, CFO AND PRINCIPAL FINANCIAL OFFICER4012781
VALLESE, CARL JOSEPHCHIEF COMPLIANCE OFFICER4464191
VIADRO, DIMITRICOO AND PRINCIPAL OPERATIONS OFFICER5027346

Disclosures

Regulatory Event

18

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Nov 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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