TM
Thomas J. Moran
COREBRIDGE CAPITAL SERVICES
Woodland Hills, CA 91367
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CRD#: 7445432
TM
Professional summary
Thomas John Moran, who also goes by Tom Moran, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tom Moran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Thomas John Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2022 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367BD
CRD#: 13158
Woodland Hills, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2024)
RR
Alaska(2/20/2024)
RR
Arizona(2/20/2024)
RR
Arkansas(2/20/2024)
RR
California(4/26/2022)
RR
Colorado(2/20/2024)
RR
Connecticut(2/20/2024)
RR
Delaware(2/20/2024)
RR
District of Columbia(2/20/2024)
RR
Florida(2/20/2024)
RR
Georgia(2/20/2024)
RR
Hawaii(2/20/2024)
RR
Idaho(2/20/2024)
RR
Illinois(2/20/2024)
RR
Indiana(2/20/2024)
RR
Iowa(2/20/2024)
RR
Kansas(2/20/2024)
RR
Kentucky(2/20/2024)
RR
Louisiana(2/20/2024)
RR
Maine(2/20/2024)
RR
Maryland(2/20/2024)
RR
Massachusetts(2/20/2024)
RR
Michigan(2/20/2024)
RR
Minnesota(2/20/2024)
RR
Mississippi(2/20/2024)
RR
Missouri(2/20/2024)
RR
Montana(2/20/2024)
RR
Nebraska(2/20/2024)
RR
Nevada(2/20/2024)
RR
New Hampshire(2/20/2024)
RR
New Jersey(4/26/2022)
RR
New Mexico(2/20/2024)
RR
New York(2/20/2024)
RR
North Carolina(2/20/2024)
RR
North Dakota(2/20/2024)
RR
Ohio(2/20/2024)
RR
Oklahoma(2/20/2024)
RR
Oregon(2/20/2024)
RR
Pennsylvania(2/20/2024)
RR
Rhode Island(2/20/2024)
RR
South Carolina(2/20/2024)
RR
South Dakota(2/20/2024)
RR
Tennessee(2/20/2024)
RR
Texas(2/20/2024)
RR
Utah(2/20/2024)
RR
Vermont(2/20/2024)
RR
Virginia(2/20/2024)
RR
Washington(2/20/2024)
RR
West Virginia(2/20/2024)
RR
Wisconsin(2/20/2024)
RR
Wyoming(2/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/24/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COREBRIDGE CAPITAL SERVICES, INC.
AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Mailing Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Phone number
(201) 324-6300
Established
Delaware since 11/05/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
