EH
Elizabeth D. Hughes
CAPITAL INVESTMENT ADVISORY SERVICES
DAVIDSON, NC 28036
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CRD#: 7445252
EH
Professional summary
Elizabeth Davis Hughes is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Davidson, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Elizabeth has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) (dba) DAVIS & DAVIS FINANCIAL PARTNERS; Investment Related; 705 Northeast Drive, Suite 16, Davidson, NC 28036; Insurance and Investment Services; FINANCIAL PLANNER; Start Date 09/2021; 160 hours per month, more or less, with most of those hours occurring during trading hours; INVESTMENT RELATED, INSURANCE AND INVESTMENT SERVICES 2.) ELIZABETH HUGHES FINANCIAL, LLC; Investment Related: 705 Northeast Drive, Suite16, Davidson, NC 28036; Insurance and Financial Services; Owner; Start Date: 03/2022; 4 hours per month with none of those 4 hours occurring during trading hours; LLC recommend by my CPA to pay my business expenses through. 3.) POA; Non-Investment Related; Statesville, NC; Other; Power of Attorney (POA); Start Date 04/2023; No hours per month; Power of Attorney (POA) for my spouse for estate purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Davis Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 24, 2024 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 705 Northeast Drive Suite 16, Davidson, NC 28036RIA
CRD#: 149124
DAVIDSON, NC
Current
December 24, 2024 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 14752
Raleigh, NC
Past
January 7, 2022 - December 19, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Davidson, NC
Past
November 30, 2021 - December 19, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Davidson, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(12/24/2024)
RR
Kentucky(12/24/2024)
IAR
North Carolina(12/24/2024)
RR
North Carolina(1/2/2025)
RR
South Carolina(12/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
