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CF

Charles G. Fenske

CARLETON MCKENNA ADVISORS
Cleveland, OH 44114-3199
Some features on this profile are disabled
CRD#: 7444910
CF

Professional summary

Charles Gregory Fenske, who also goes by Charles G. Fenske, Chuck Fenske, is a registered financial professional currently at CARLETON MCKENNA ADVISORS, LLC located in Cleveland, Ohio.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2022. Charles has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles G. Fenske | Chuck Fenske

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Gregory Fenske's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 8, 2024 - Present

CARLETON MCKENNA ADVISORS, LLC

Office #1: 1801 East 9th St. Suite 1425, Cleveland, OH 44114-3199
BD
CRD#: 159230
Cleveland, OH
Past

January 31, 2022 - January 17, 2024

HOULIHAN CAPITAL, LLC

BD
CRD#: 156028
Cleveland, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(2/8/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/31/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/15/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CM
CARLETON MCKENNA ADVISORS, LLC
CARLETON MCKENNA ADVISORS, LLC

CRD#: 159230 / SEC#: , 8-68971

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1801 East 9th St. Suite 1425, Cleveland, OH 44114-3199
Mailing Address
1801 East 9th St. Suite 1425, Cleveland, OH 44114-3199
Phone number
(216) 523-1962
Established
Ohio since 05/31/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CARLETON MCKENNA & CO. LLCOWNER
CARLETON MCKENNA & CO., LLCOWNER
MCKENNA, CHRISTOPHER JAMESMANAGING DIRECTOR1704158
ROMERO, MONIQUE VICTORIAFINOP6712654
SMITH, RYANCHIEF COMPLIANCE OFFICER4596415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARLETON MCKENNA ADVISORS, LLC

CRD#: 159230Cleveland, OH 44114-3199

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