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TG

Todd Glick

GREENBERG FINANCIAL GROUP
Tucson, AZ 85718-6423
Some features on this profile are disabled
CRD#: 7444696
TG

Professional summary

Todd Glick Jr is a registered financial advisor currently at GREENBERG FINANCIAL GROUP located in Tucson, Arizona.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Todd has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Glick Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2025 - Present

GREENBERG FINANCIAL GROUP

Office #1: 4511 N Campbell Ave #255, Tucson, AZ 85718-6423
RIA
CRD#: 38747
Tucson, AZ
Past

July 13, 2022 - January 3, 2025

GREENBERG FINANCIAL GROUP

RIA
CRD#: 38747
TUCSON, AZ
Past

June 22, 2022 - January 3, 2025

GREENBERG FINANCIAL GROUP

BD
CRD#: 38747
TUCSON, AZ
Past

May 2, 2022 - June 16, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GREENBERG FINANCIAL GROUP
GREENBERG FINANCIAL GROUP | GREENBERG NEHLS & CO., L.L.C. | GREENBERG NEHLS & CO., INC.

CRD#: 38747 / SEC#: 801-36988, 8-48382

RIA
Registered Investment Advisory firm - SEC (8/27/1990 Approved)
Texas
Registered Investment Advisory firm - SEC (6/12/2002 Cancelled)
BD
Terminated by SEC on 02/14/2025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(2/27/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/1/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/30/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/31/2022
Securities Industry Essentials Examination

Current Firm

GF
GREENBERG FINANCIAL GROUP
GREENBERG FINANCIAL GROUP | GREENBERG NEHLS & CO., L.L.C. | GREENBERG NEHLS & CO., INC.

CRD#: 38747 / SEC#: 801-36988, 8-48382

RIA
Registered Investment Advisory firm - SEC (8/27/1990 Approved)
Texas
Registered Investment Advisory firm - SEC (6/12/2002 Cancelled)
BD
Terminated by SEC on 02/14/2025
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Contact information

Main Address
4511 N Campbell Ave #255, Tucson, AZ 85718-6423
Mailing Address
Phone number
(520) 544-4909
Established
Arizona since 07/01/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
10

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GREENBERG FINANCIAL CURRENT (3/21/2025)

Direct owners and executive officers

NamePositionCRD#
GREENBERG, DEAN STEVENPRESIDENT1186469
MAXWELL, SUSAN JANEVICE PRESIDENT4005580
MAXWELL, SUSAN JANECHIEF COMPLIANCE OFFICER4005580

Regulatory assets under management

Total Number of Accounts1,178
AUM (Assets Under Management)$ 331,247,699

Disclosures

Regulatory Event1
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENBERG FINANCIAL GROUP

CRD#: 38747Tucson, AZ 85718-6423

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