MI
Mikhail Isaev
BARDI CO. LLC
Huntington Beach, CA
Some features on this profile are disabled
CRD#: 7444488
MI
Professional summary
Mikhail Isaev is a registered financial advisor currently at BARDI CO. LLC located in Huntington Beach, California.
Mikhail is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Mikhail has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Partner Construction; Non-investment related; 11753 Kittridge Street, North Hollywood, CA, 91606; Co-Founder; 30 hours/week; Start date: April 22, 2021; Compensated; Construction business.
CRS (Client Relationship Summary) - RIA
Click below to view Mikhail Isaev's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mikhail Isaev's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2024 - Present
BARDI CO. LLC
RIA
BD
CRD#: 166134
Huntington Beach, CA
Current
September 29, 2021 - Present
BARDI CO. LLC
Office #1: 633 West 5th St. 28th Floor, Los Angeles, CA, 90071RIA
BD
CRD#: 166134
Los Angeles, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/10/2022)
IAR
California(11/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/29/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BARDI CO. LLC
BARDI CAPITAL MANAGEMENT | MANFRE, CHRISTIANO | MANFRE, CHRIS | BARDI CO. LLC
CRD#: 166134 / SEC#: 802-114617, 8-69190
California
Registered Investment Advisory firm - SEC (1/13/2022 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071
Mailing Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071
Phone number
(310) 993-9960
Established
California since 09/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 275,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 5/29/2020 |
| California | ERA - Withdrawn | 9/23/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
