Johnathan E. Catlett
Professional summary
Johnathan Edward Catlett is a registered financial professional currently at D.E. SHAW SECURITIES, L.L.C. located in New York, New York.
Johnathan is registered as a RR (Registered Representative) and started their career in finance in 2023. Johnathan has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johnathan Edward Catlett's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2023 - Present
D.E. SHAW SECURITIES, L.L.C.
Office #1: Two Manhattan West 375 Ninth Avenue 52nd Floor, New York, NY, 10001Office #2: Two Manhattan West 375 Ninth Avenue 52nd Floor, New York, NY, 10001State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
FINRA
Current Firm
D.E. SHAW SECURITIES, L.L.C.
CRD#: 24332 / SEC#: , 8-40745
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| D. E. SHAW & CO., L.P. | SOLE MEMBER | |
| CATLETT, JOHNATHAN EDWARD | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; AND FINANCIAL AND OPERATIONS PRINCIPAL | 7444459 |
| DINNING, ANNE CAROLYN | MANAGING DIRECTOR | 2078654 |
| FISHMAN, EDWARD LAURENCE | MANAGING DIRECTOR | 2656095 |
| HALABY, ALEXIS ANNE | MANAGING DIRECTOR | 4719650 |
| MARCUS, DANIEL ROBBINS | CHIEF COMPLIANCE OFFICER | 7889060 |
| STONE, MAXIMILIAN DANA | MANAGING DIRECTOR | 2246217 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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