Keegan M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keegan Michael Brown was a registered financial professional .
Keegan is a previously registered financial professional and started their career in finance in 2021. Keegan had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2021 - June 11, 2024
EDGEPOINT CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/7/2021
Investment Banking Registered Representative ExaminationCurrent Firm
EDGEPOINT CAPITAL ADVISORS LLC
CRD#: 143695 / SEC#: , 8-67594
Contact information
FINRA licenses (22 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EP HOLDCO CORP | SHAREHOLDER OF CLASS A SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | |
| KEEFE, MATTHEW FRANCIS | SHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | 5064000 |
| STAFFORD, THOMAS GORDON JR | SHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | 4506126 |
| HERUBIN, JOHN FELIX | MANAGING DIRECTOR/CCO | 4343060 |
| ZUCKER, THOMAS CHARLES | PRESIDENT, FINOP |
Red Flags
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